Carl Ager

CHIEF COMPLIANCE OFFICER

Mr. Ager is responsible for the implementation and oversight of Taylor Derrick Capital’s (TDC) compliance programs. Mr. Ager manages all firm initiatives in support of TDC’s fiduciary and regulatory responsibilities which have state and federal oversight, and aides in the development of investor relations initiatives.

Prior to joining TDC, Mr. Ager served as VP of Operations for a mineral exploration company where he was involved in corporate strategy, SEC compliance and investor relations. Mr. Ager also owned and operated CSA Management Corp., consulting on financial and regulatory matters for mineral exploration companies. Additionally, Mr. Ager worked as a licensed Investment Executive for Scotia McLeod, one of Canada’s leading full-service brokerage firms. 

Mr. Ager holds a Bachelor of Applied Science degree from Queen’s University in Ontario, Canada.